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The EU's MiFID II, broker research, and the SEC's no-action letters Cover Image

The EU's MiFID II, broker research, and the SEC's no-action letters / Gary Shorter.

European Union's Markets in Financial Instruments Directive II, broker research, and the SEC's no-action letters (other title)
Shorter, Gary W., (author.). Library of Congress. Congressional Research Service, (issuing body.).

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Record details

  • Physical Description: 1 online resource.
  • Edition: [Library of Congress public edition].
  • Publisher: [Washington, D.C.] : Congressional Research Service, 2023-

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General Note:
GPO Cataloging Record Distribution Program (CRDP).
In scope of the U.S. Government Publishing Office Cataloging and Indexing Program (C&I) and Federal Depository Library Program (FDLP).
The CRS web page provides access to all versions published since 2018 in accordance with P.L. 115-141.
Source of Description Note:
Contents viewed on Aug. 28, 2023; title from CRS web page.

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Subject:
United States. Securities and Exchange Commission.
Investment advisors > Legal status, laws, etc. > United States.
Investment advisors > Legal status, laws, etc. > European Union countries.
Financial instruments > European Union countries.
European Union countries > Economic policy.
Securities > United States.

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CRS reports (Library of Congress. Congressional Research Service)

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