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Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process Cover Image E-book

Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process [electronic resource].

United States. Securities and Exchange Commission. Office of Audits, (author.).

Electronic resources

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Record details

  • Physical Description: 1 online resource (ii, 17 pages).
  • Publisher: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2017.

Content descriptions

General Note:
"July 21, 2017."
Bibliography, etc. Note:
Includes bibliographical references.
Source of Description Note:
Online resource; title from PDF title page (SEC website, viewed June 18, 2018).

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Subject:
United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations > Auditing.
Investment advisors > United States > Examinations > Auditing.

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