Audit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process [electronic resource].
Electronic resources
Record details
- Physical Description: 1 online resource (ii, 17 pages).
- Publisher: Washington, D.C. : U.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, 2017.
Content descriptions
- General Note:
- "July 21, 2017."
- Bibliography, etc. Note:
- Includes bibliographical references.
- Source of Description Note:
- Online resource; title from PDF title page (SEC website, viewed June 18, 2018).
Search for related items by subject
- Subject:
- United States. Securities and Exchange Commission. Office of Compliance Inspections and Examinations > Auditing.
Investment advisors > United States > Examinations > Auditing.
Search for related items by series
Accessibility Features
| LDR | 02274cam a2200385 i 4500 | ||
|---|---|---|---|
| 001 | 15717797 | ||
| 003 | CARDINAL | ||
| 005 | 20250725114306.0 | ||
| 006 | m o d f | ||
| 007 | cr bn||||||||| | ||
| 008 | 180618s2017 dcu ob f000 0 eng c | ||
| 035 | . | ‡a(OCoLC)1040695819 | |
| 037 | . | ‡agovdocs.govdocse | |
| 040 | . | ‡aGPO ‡beng ‡erda ‡epn ‡cGPO ‡dMERUC ‡dINT | |
| 042 | . | ‡apcc | |
| 043 | . | ‡an-us--- | |
| 074 | . | ‡a0904-A-04 (online) | |
| 086 | 0 | . | ‡aSE 1.42:541 |
| 110 | 1 | . | ‡aUnited States. ‡bSecurities and Exchange Commission. ‡bOffice of Audits, ‡eauthor. ‡0(CARDINAL)295770 |
| 245 | 1 | 0. | ‡aAudit of the Office of Compliance Inspections and Examinations' investment adviser examination completion process ‡h[electronic resource]. |
| 264 | 1. | ‡aWashington, D.C. : ‡bU.S. Securities and Exchange Commission, Office of Inspector General, Office of Audits, ‡c2017. | |
| 300 | . | ‡a1 online resource (ii, 17 pages). | |
| 336 | . | ‡atext ‡btxt ‡2rdacontent | |
| 337 | . | ‡acomputer ‡bc ‡2rdamedia | |
| 338 | . | ‡aonline resource ‡bcr ‡2rdacarrier | |
| 347 | . | ‡adata file ‡2rda | |
| 490 | 1 | . | ‡aReport ; ‡vno. 541 |
| 500 | . | ‡a"July 21, 2017." | |
| 504 | . | ‡aIncludes bibliographical references. | |
| 588 | 0 | . | ‡aOnline resource; title from PDF title page (SEC website, viewed June 18, 2018). |
| 610 | 1 | 0. | ‡aUnited States. ‡bSecurities and Exchange Commission. ‡bOffice of Compliance Inspections and Examinations ‡xAuditing. |
| 650 | 0. | ‡aInvestment advisors ‡zUnited States ‡xExaminations ‡xAuditing. | |
| 830 | 0. | ‡aReport (United States. Securities and Exchange Commission. Office of Audits) ; ‡vno. 541. | |
| 856 | 4 | 0. | ‡uhttps://purl.fdlp.gov/GPO/gpo93711 ‡7govdoc ‡9BHM ‡9BLADEN ‡9BRASWELL ‡9BROWN ‡9BRUNSWICK ‡9BUNCOMBE ‡9BURKE ‡9CALDWELL ‡9CARTERET ‡9CASWELL ‡9CLEVELAND ‡9DAVIE ‡9DEQ_ELC ‡9DUPLIN ‡9FARMVILLE ‡9FORSYTH ‡9FRANKLIN ‡9GHL ‡9GOV_MANSION ‡9GRANVILLE ‡9HARNETT ‡9HAYWOOD ‡9HENDERSON ‡9HIGH_POINT ‡9IREDELL ‡9JOHNSTON ‡9LEE ‡9MADISON ‡9MAUNEY ‡9NANTAHALA ‡9NC_ARCHIVES ‡9NC_ART ‡9NC_DOL ‡9NC_DOT ‡9NC_LEG ‡9NC_NATSCI ‡9NC_SHS ‡9NORTHWESTERN ‡9ONSLOW ‡9PERRY ‡9PERSON ‡9POLK ‡9ROBESON ‡9ROCKINGHAM ‡9RUTHERFORD ‡9SAMPSON ‡9SANDHILL ‡9SCOTLAND ‡9STANLY ‡9TRV ‡9WARREN ‡9YANCEY ‡yClick for online content. ‡9CAMDEN ‡9CURRITUCK ‡9DARE ‡9JACKSON ‡9PASQUOTANK |
| 901 | . | ‡a15717797 ‡bgovdoc-script 66dd81394d590bf9f89802c4b7c6bd600e593294 228099c4d6e7b2ce43272bcafbc56a71e1918e6e ‡c15717797 ‡tbiblio ‡selectronic | |
